Adam Lee Patten
Investment adviser representative at Prota Financial
23 yearsExperience
1 stateRegistered in
$270.4MFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
23 years in the industry.
- Prota Financial, LLCJan 2021 to now
- Thrivent FinancialJun 2020 to Jan 2021
- Thrivent Investment Management IncFeb 2020 to Jan 2021
- Precision Web DesignMar 2019 to Jun 2020
- Baytown Ace Industrial ServiesOct 2017 to Mar 2019
- UnemployedSep 2017 to Oct 2017
- Casetta CateringMar 2017 to Aug 2017
- US ArmyMay 2003 to Mar 2017
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 1 state (TX).
Prota Financial
Legal name: Prota Financial, LLC
$270.4MAssets managed
673Clients
15Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7210534
- Firm CRD
- 283776