Dalton Herbert Brown
Investment adviser representative at LPL Financial LLC
27 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
27 years in the industry.
- LPL Financial LLCJul 2021 to now
- Michael R Nelson JrJan 2020 to Jul 2021
- Waddell & Reed IncJan 2020 to Jul 2021
- UnemployedDec 2019 to Jan 2020
- Miles Smart TutoringAug 2018 to Dec 2019
- UnemployedDec 2017 to Aug 2018
- Action Pro RealtyDec 2017 to Dec 2017
- TargetJun 2017 to Dec 2017
- UnemployedDec 2016 to Jun 2017
- UpsNov 2016 to Dec 2016
- UnemployedFeb 1999 to Nov 2016
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 1 state (FL).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7210431
- Firm CRD
- 6413