Christopher Alexander Lott
Investment adviser representative at UBS Financial Services Inc.
11 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- UBS Financial Services Inc.Sep 2024 to now
- Jcorr MechanicalJun 2024 to Aug 2024
- Groovy Plants RanchJun 2022 to Aug 2022
- Groovy Plants RanchJun 2020 to Aug 2020
- UBS Financial ServicesJan 2020 to Mar 2020
- The Ohio State UniversityAug 2019 to May 2024
- Tibbels Marina and Charter ServiceJun 2019 to Aug 2019
- Tibbels Marina and Charter ServiceJun 2018 to Aug 2018
- Tibbels Marina and Charter ServiceJun 2017 to Aug 2017
- Highland High SchoolAug 2015 to May 2019
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (OH).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7210368
- Firm CRD
- 8174