Kristen Riley Nielsen
Investment adviser representative at LPL Enterprise, LLC
14 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
14 years in the industry.
- LPL Enterprise, LLCJan 2026 to now
- Guardian Life Insurance CompanyMar 2024 to Jan 2026
- Park Avenue SecuritiesMar 2024 to Jan 2026
- Securities America, Inc.Mar 2022 to Mar 2024
- Securities America, Inc.Sep 2021 to Feb 2022
- Tallus Capital AdvisorsJun 2020 to Aug 2021
- MassmutualOct 2019 to May 2020
- Seattle UniveristyJan 2012 to May 2020
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (TX).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7210304
- Firm CRD
- 8733