Dave Jonathan Guzman
Investment adviser representative at Northwestern Mutual Investment Services,LLC
10 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Experience
10 years in the industry.
- Chad A ShawAug 2025 to now
- Henry SladekAug 2025 to now
- Thomas A MillerAug 2025 to now
- Northwestern Mutual Wealth Management CompanyJul 2024 to now
- Northwestern Mutual Investment Services, LLCMay 2024 to now
- Joshua ButtreyApr 2024 to now
- Timothy MulroyApr 2024 to now
- Tyler TerryApr 2024 to now
- Taylor Insurance and Financial ServicesApr 2023 to Mar 2024
- One Pacific OneamericaDec 2020 to Apr 2023
- Wells Fargo Clearing Services LLCDec 2019 to Jan 2020
- Lake Forest BankruptcyOct 2018 to Dec 2020
- Green Steel and Albrecht LLPApr 2016 to Oct 2018
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (CA).
Northwestern Mutual Investment Services,LLC
Legal name: Northwestern Mutual Investment Services, LLC
$0Assets managed
1Clients
2,130Advisers
54 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7210119
- Firm CRD
- 2881