Richard Freckleton
Investment adviser representative at LPL Financial LLC
13 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- LPL Financial LLCJan 2025 to now
- LPL Financial LLCMay 2024 to Dec 2024
- UnemployedJun 2023 to Apr 2024
- Carillon Fund Distributors, IncNov 2021 to Jun 2023
- Prudential Annuities Distributors, Inc.Dec 2019 to Aug 2021
- Prudential Insurance Company of AmericaDec 2019 to Aug 2021
- UnemployedAug 2019 to Dec 2019
- Learning EducationSep 2018 to Aug 2019
- UnemployedMay 2018 to Aug 2018
- Hartford Community Loan FundJul 2017 to Sep 2017
- Trinity CollegeSep 2013 to May 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 2 states (SC, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7207931
- Firm CRD
- 6413