David Findley
Investment adviser representative at J.P. Morgan Securities LLC
8 yearsExperience
2 statesRegistered in
$429.7BFirm assets
61 yearsFirm in business
Are you David Findley? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
8 years in the industry.
- J.P. Morgan Securities LLCAug 2024 to now
- JPMorgan Chase Bank, N.A.Aug 2024 to now
- Fisher InvestmentsMay 2024 to Jul 2024
- Bank of America, N.A.Mar 2023 to May 2024
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 2023 to May 2024
- Equitable Advisors. LLCJan 2021 to Mar 2023
- Equitable Finl Life Ins CoJan 2021 to Mar 2023
- UnemployedFeb 2019 to Dec 2020
- Wanderers Country ClubSep 2017 to Jan 2019
- Boston MarketAug 2016 to Sep 2017
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7207806
- Firm CRD
- 79