Therese Marie Herzog
Investment adviser representative at Voya Financial Advisors, Inc.
12 yearsExperience
1 stateRegistered in
$3.9BFirm assets
32 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- Voya Financial Advisors, Inc.Feb 2024 to now
- Cetera Investment Advisers LLCJun 2023 to Dec 2023
- Sales Assistance Extraordinaire and SaextraordinaireNov 2022 to Apr 2023
- Cetera Advisor Networks LLCDec 2019 to Dec 2023
- American Financial Concepts CorpDec 2019 to Nov 2020
- UnemployedSep 2019 to Dec 2019
- Inter-con Security SystemsAug 2018 to Sep 2019
- UnemployedOct 2017 to Aug 2018
- Southwestern Law SchoolFeb 2014 to Oct 2017
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 1 state (TN).
Voya Financial Advisors, Inc.
$3.9BAssets managed
16,336Clients
720Advisers
32 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7207738
- Firm CRD
- 2882