Andrew Barkes
Investment adviser representative at Northwestern Mutual Investment Services,LLC
11 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Experience
11 years in the industry.
- Northwestern Mutual Investment Services, LLCDec 2021 to now
- James DinardoDec 2021 to now
- Kevin LuchettaNov 2021 to now
- Stephen SchwartzNov 2021 to now
- Paul TortorellaNov 2021 to Jan 2022
- Jim DinardoNov 2021 to Dec 2021
- UnemployedMar 2021 to Oct 2021
- Ellen Ohana GroupOct 2020 to Mar 2021
- AXA Advisors LLCDec 2019 to Jun 2020
- Equitable AdvisorsSep 2019 to Oct 2020
- UnemployedMay 2019 to Aug 2019
- Equipment Brokers UnlimitedJun 2018 to Aug 2018
- Fresh BrothersJun 2017 to Aug 2017
- Rockstar EnergyJan 2017 to May 2019
- University of Wisconsin MadisonAug 2015 to May 2019
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 1 state (NJ).
Northwestern Mutual Investment Services,LLC
Legal name: Northwestern Mutual Investment Services, LLC
$0Assets managed
1Clients
2,130Advisers
54 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7207350
- Firm CRD
- 2881