Ethan Louis-gerald Etheridge
Investment adviser representative at RBC Capital Markets, LLC
14 yearsExperience
2 statesRegistered in
$310.4BFirm assets
49 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- RBC Capital Markets, LLCOct 2024 to now
- Pruco Securities LLCDec 2023 to Jun 2024
- Glendale High SchoolJan 2022 to Oct 2024
- The Prudential Insurance Company of AmericaJul 2021 to Jan 2022
- Pruco Securities LLCMar 2021 to Jan 2022
- UnemployedMar 2020 to Dec 2020
- Penn MutualDec 2019 to Mar 2020
- ClearentMay 2019 to Dec 2019
- Enterprise-rent-a-carAug 2018 to May 2019
- YmcaFeb 2012 to Sep 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7206561
- Firm CRD
- 31194