William Thomas Baffuto
Investment adviser representative at Equitable Advisors, LLC
11 yearsExperience
2 statesRegistered in
$47.3BFirm assets
48 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Equitable Advisors, LLCSep 2023 to now
- EquitableSep 2023 to now
- Greenburgh Recreational Day CampJun 2023 to Aug 2023
- UnemployedApr 2023 to Jun 2023
- UBS Financial Services IncMar 2021 to Mar 2023
- Equitable Advisors, LLCJan 2020 to Mar 2021
- AXA Advisors, LLCJan 2020 to Jun 2020
- UnemployedJun 2019 to Nov 2019
- Pica 9Jun 2018 to Aug 2018
- Tzatziki Greek GrillJun 2018 to Aug 2018
- Laser LaxJun 2017 to Aug 2017
- Bard CollegeAug 2015 to May 2019
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
Equitable Advisors, LLC
$47.3BAssets managed
76,027Clients
4,640Advisers
48 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7205964
- Firm CRD
- 6627