Caroline Lewis Jackson
Investment adviser representative at UBS Financial Services Inc.
11 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$915.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- UBS Financial Services Inc.Jun 2024 to now
- Morgan Stanley Private Bank, N.AJan 2020 to Jun 2024
- Morgan StanleyDec 2019 to Jun 2024
- Heirloom Wealth ManagementAug 2019 to Nov 2019
- Finna GroupMay 2018 to Aug 2018
- Paige Boutique On PearlJun 2017 to Aug 2017
- University of DenverSep 2015 to Jun 2019
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 2 states (CO, TX).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7205891
- Firm CRD
- 8174