Alec James Bogen
Investment adviser representative at Raymond James & Associates, Inc.
10 yearsExperience
1 stateRegistered in
$501BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Raymond James & Associates, Inc.Aug 2025 to now
- Waller and Wax Advisors, Inc.Oct 2021 to Dec 2022
- Raymond James Financial ServicesSep 2021 to Aug 2025
- Raymond James Financial Services AdvisorsSep 2021 to Aug 2025
- Morgan StanleyApr 2020 to Sep 2021
- Northwestern Mutual Investment Services, LLCNov 2019 to Apr 2020
- Madison Earth CareMay 2018 to Aug 2018
- The University of TampaAug 2016 to May 2020
- Tampa Marriot WatersideAug 2016 to Dec 2017
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 1 state (FL).
Raymond James & Associates, Inc.
$501BAssets managed
531,617Clients
5,571Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7204689
- Firm CRD
- 705