Diego Jose Garcia
Investment adviser representative at LPL Financial LLC
13 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- LPL Financial LLCFeb 2025 to now
- Penfed CuFeb 2025 to now
- Dmk Advisor GroupAug 2024 to Feb 2025
- Lincoln Financial Securities CorporationDec 2019 to Jul 2024
- Banco Popular De Puerto RicoMay 2018 to Jan 2020
- LacosteNov 2017 to Jan 2018
- LacosteNov 2016 to Jan 2017
- Universidad De Puerto Rico Recinto Rio PiedrasAug 2013 to May 2019
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (PR).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7203567
- Firm CRD
- 6413