Nicholas Scott Pulli
Investment adviser representative at Morgan Stanley
11 yearsExperience
4 statesRegistered in
$2TFirm assets
17 yearsFirm in business
Are you Nicholas Scott Pulli? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Morgan StanleyMay 2020 to now
- Morgan Stanley Private Bank, N.A.Dec 2019 to now
- Morgan Stanley Smith Barney LLCDec 2019 to now
- Rochester Gynecologic and Obstetric AssociatesAug 2019 to Nov 2019
- UnemployedJun 2019 to Aug 2019
- MFS Investment ManagementMay 2018 to Aug 2018
- Constellation BrandsJun 2017 to Aug 2017
- Boston College Campus RecreationAug 2016 to May 2019
- Boston CollegeSep 2015 to May 2019
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 4 states (CA, CT, NJ, TX).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7202807
- Firm CRD
- 149777