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Thomas Gray Freeman

Investment adviser representative at Northwestern Mutual Investment Services,LLC
9 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Fixed or flat feeOther

Experience

9 years in the industry.

  1. Northwestern Mutual Wealth Management CompanyOct 2025 to now
  2. Northwestern Mutual Investment Services, LLCAug 2025 to now
  3. Donald ClardyAug 2025 to now
  4. Jon YouattAug 2025 to now
  5. Joseph FunderburkAug 2025 to now
  6. Nicholas WalkerAug 2025 to now
  7. Don S ClardyJun 2025 to Aug 2025
  8. Jon Andrew YouattJun 2025 to Aug 2025
  9. Joseph Edwin FunderburkJun 2025 to Aug 2025
  10. Nick M WalkerJun 2025 to Aug 2025
  11. 133 Legacy PlanningApr 2024 to Jul 2025
  12. Empower Financial LLCNov 2023 to Mar 2024
  13. Keith LemayOct 2023 to Dec 2023
  14. Ben WorleyApr 2023 to Dec 2023
  15. Todd WhitleyApr 2023 to Dec 2023
  16. Tony AllenApr 2023 to Dec 2023
  17. Upstate Legacy Planning GroupJul 2020 to Oct 2023
  18. Northwestern Mutual Investment Services LLCMay 2020 to Nov 2023
  19. Northwestern Mutual Life Insurance CompanyDec 2019 to Jul 2020
  20. Carvana LLCApr 2016 to Dec 2019

Exams passed

  • Series 63 · Uniform Securities Agent State Law2020
  • Series 65 · Uniform Investment Adviser Law2024

State registrations

Registered as an investment adviser representative in 1 state (SC).

Northwestern Mutual Investment Services,LLC

Legal name: Northwestern Mutual Investment Services, LLC

$0Assets managed
1Clients
2,130Advisers
54 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7202057
Firm CRD
2881
Advisor's SEC record (opens in a new tab)
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