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Alastair James henry Horne

Investment adviser representative at LPL Financial LLC
15 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

15 years in the industry.

  1. LPL Financial LLCJul 2024 to now
  2. Tcfg Wealth Management, LLCMar 2022 to Jul 2024
  3. UnemployedNov 2021 to Mar 2022
  4. Chapter OneSep 2021 to Nov 2021
  5. SnoozeApr 2021 to Nov 2021
  6. JPMorgan Chase Bank N.A.Nov 2019 to Apr 2021
  7. Great MapleOct 2018 to Aug 2020
  8. Orange County DemolitionSep 2018 to Sep 2018
  9. Blooms TavernJun 2018 to Aug 2018
  10. Restaurant AssociatesOct 2017 to Aug 2018
  11. Pier A Harbor HouseAug 2017 to Jun 2018
  12. Russell'sSep 2016 to Aug 2017
  13. Sheffield Hallam UniversityAug 2015 to Jun 2017
  14. The Mobile Catering GroupMay 2011 to Aug 2017

Exams passed

  • Series 63 · Uniform Securities Agent State Law2020
  • Series 65 · Uniform Investment Adviser Law2024

State registrations

Registered as an investment adviser representative in 2 states (NE, TX).

LPL Financial LLC

$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7201234
Firm CRD
6413
Advisor's SEC record (opens in a new tab)
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