Roberto Mario Pandolfi
Investment adviser representative at Peak Financial Management Inc
4 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$534.4MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourly
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
4 years in the industry.
- Peak Financial Management IncOct 2014 to now
- Law Office of Rita SudSep 2017 to Apr 2018
- Northeastern UniversityMay 2017 to Aug 2019
Designations
- CFP® certification
Exams passed
- Series 65 · Uniform Investment Adviser Law2019
State registrations
Registered as an investment adviser representative in 2 states (MA, TX).
Peak Financial Management Inc
$534.4MAssets managed
353Clients
7Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7200273
- Firm CRD
- 110559