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Nicholas Jay Sheridan

Investment adviser representative at Mma Securities LLC
10 yearsExperience
1 stateRegistered in
$0Firm assets
11 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Fixed or flat feeCommissionsOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Pension consulting
  • Seminars and workshops

Experience

10 years in the industry.

  1. Marsh Mclennan AgencyFeb 2024 to now
  2. Mma Securities LLCFeb 2024 to now
  3. Kestra Investment Services, LLCNov 2019 to Feb 2024
  4. NfpAug 2019 to Feb 2024
  5. TransamericaApr 2017 to Jul 2019
  6. Orange County Pools and SpasMay 2016 to Apr 2017
  7. Table 9May 2016 to Apr 2017

Exams passed

  • Series 63 · Uniform Securities Agent State Law2020
  • Series 65 · Uniform Investment Adviser Law2024

State registrations

Registered as an investment adviser representative in 1 state (CT).

Mma Securities LLC

$0Assets managed
10,839Clients
153Advisers
11 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7199875
Firm CRD
44254
Advisor's SEC record (opens in a new tab)
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