Stephen K Moore
Investment adviser representative at Charles Schwab & Co., Inc.
10 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
10 years in the industry.
- Charles Schwab & Co., Inc.Jun 2025 to now
- Charles Schwab Bank, SsbJun 2025 to now
- Bank of America, N.A.Nov 2019 to Jun 2025
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2019 to Jun 2025
- CaloptimaJun 2018 to Nov 2019
- Full Time Education/unemployedAug 2017 to Jun 2018
- Blue Care NetworkAug 2016 to Aug 2017
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 1 state (CA).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7199711
- Firm CRD
- 5393