James Bermingham
Investment adviser representative at Voya Financial Advisors, Inc.
12 yearsExperience
2 statesRegistered in
$3.9BFirm assets
32 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- Voya Financial Advisors, Inc.Feb 2023 to now
- E*trade Capital Management LLCJun 2022 to Feb 2023
- E*trade Securities LLCJun 2022 to Feb 2023
- Edward JonesOct 2021 to May 2022
- Bank of America, N.a./merrill LynchNov 2019 to Sep 2021
- Highline CollegeJul 2014 to Nov 2019
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 2 states (TX, WA).
Voya Financial Advisors, Inc.
$3.9BAssets managed
16,336Clients
720Advisers
32 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7199700
- Firm CRD
- 2882