Carlos O Gallardo
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
14 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Bank of America, N.A.Nov 2019 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2019 to now
- Texas RoadhouseJul 2019 to Mar 2020
- Texas RoadhouseApr 2018 to May 2019
- Jade Global, Inc.Jan 2017 to Oct 2019
- Alliance Manufactured Homes, Inc.May 2015 to May 2017
- San Jose State UniversityAug 2012 to Aug 2017
- Texas RoadhouseJun 2012 to Dec 2017
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7199671
- Firm CRD
- 7691