David Carl Leek
Investment adviser representative at Vanguard Advisers, Inc.
10 yearsExperience
1 stateRegistered in
$344.6BFirm assets
31 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- Vanguard Advisers, Inc.Dec 2023 to now
- The Vanguard Group, Inc.Dec 2023 to now
- Vanguard Marketing CorporationDec 2023 to now
- UnemployedJan 2023 to Dec 2023
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2019 to Dec 2022
- Bank of AmericaJan 2018 to Nov 2022
- Allied UniversalMar 2017 to Jan 2018
- US Embassy Stockholm: Bureau of Diplomatic SecurityJun 2016 to Mar 2017
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 1 state (TX).
Vanguard Advisers, Inc.
$344.6BAssets managed
791,528Clients
2,464Advisers
31 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7199201
- Firm CRD
- 106715