Ken Tsang
Investment adviser representative at Citigroup Global Markets Inc.
16 yearsExperience
1 stateRegistered in
$56BFirm assets
62 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
16 years in the industry.
- Citigroup Global Markets Inc.Jan 2026 to now
- CitigroupNov 2025 to now
- HSBC Securities (USA) Inc.Nov 2020 to Oct 2025
- HSBC Bank USA, N.A.May 2019 to Oct 2025
- Wells Fargo Bank N.A.Jun 2017 to May 2019
- Elewish IncAug 2014 to May 2017
- Tristar Risk Management/tristar Managed CareOct 2010 to Aug 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (CA).
Citigroup Global Markets Inc.
$56BAssets managed
59,829Clients
2,405Advisers
62 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7199118
- Firm CRD
- 7059