Timothy Michael Frohberg
Investment adviser representative at Cetera Investment Advisers LLC
14 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- S & P Financial ServicesJun 2026 to now
- Cetera Investment Advisers LLCSep 2025 to now
- Cetera Wealth Services, LLCSep 2025 to now
- Cincinatti Life Insurance CompanyApr 2025 to now
- Book SalesMay 2023 to now
- Timothy Michael Wealth Mangement, LLCOct 2022 to now
- Avantax Advisory ServicesNov 2023 to Sep 2025
- Avantax Insurance Agency, LLCNov 2023 to Sep 2025
- Avantax Investment Services Inc.Nov 2023 to Sep 2025
- Osaic Wealth, Inc.Jul 2021 to Nov 2023
- Royal AllianceJul 2021 to Nov 2023
- Equitable Advisors, LLCNov 2019 to Jul 2021
- AXA Advisors, LLCNov 2019 to Jun 2020
- Working Wallet, LLCFeb 2018 to Feb 2019
- NypdJul 2012 to Jul 2022
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 1 state (NY).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7199083
- Firm CRD
- 105644