Michael John Capute
Investment adviser representative at Stifel, Nicolaus & Company, Incorporated
12 yearsExperience
3 statesRegistered in
$197.5BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Stifel, Nicolaus & Company, IncorporatedOct 2020 to now
- Equitable Advisors, LLCOct 2019 to Sep 2020
- AXA Advisors, LLCOct 2019 to Jun 2020
- Unemployed/vacationMay 2019 to Sep 2019
- Treasury Partners At HightowerAug 2018 to Dec 2018
- Harbor Yard Sports and EntertainmentSep 2017 to May 2019
- Sacred Heart University - Forever PioneersSep 2017 to May 2018
- Monarch Wealth and Business ManagementAug 2016 to Dec 2016
- Sacred Heart UniversityAug 2015 to May 2019
- Rotations Bicycle CenterJun 2014 to Aug 2018
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 3 states (CT, NY, TX).
Stifel, Nicolaus & Company, Incorporated
$197.5BAssets managed
236,191Clients
3,341Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7181623
- Firm CRD
- 793