Kristopher Jiake Lu
Investment adviser representative at Charles Schwab & Co., Inc.
12 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
12 years in the industry.
- Charles Schwab Bank, SsbMar 2024 to now
- Charles Schwab & Co., Inc.Feb 2022 to now
- US BankNov 2021 to Feb 2022
- UnemployedMar 2020 to Nov 2021
- JP Morgan Chase Bank, N.A.Sep 2019 to Mar 2020
- JP Morgan Securities, LLCSep 2019 to Mar 2020
- HSBC BankJan 2019 to Aug 2019
- Citi BankOct 2017 to Dec 2018
- UnemployedJan 2017 to Sep 2017
- University California of Los AngelesSep 2014 to Dec 2016
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (CA).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7179760
- Firm CRD
- 5393