Emmett M Kelly garcia
Investment adviser representative at Thrivent Investment Management Inc.
23 yearsExperience
4 statesRegistered in
$20.8BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
23 years in the industry.
- Thrivent Investment Management Inc.Aug 2024 to now
- Thrivent FinancialAug 2024 to now
- Sand Hill Global Advisors, LLCJul 2023 to May 2024
- United Capital Financial Advisers, LLCApr 2020 to Jun 2023
- Morgan StanleyJan 2020 to Apr 2020
- Goldman Sachs Via SearchgrouppartnersSep 2019 to Jan 2020
- UnemployedMay 2019 to Sep 2019
- Primary & Secondary EducationSep 2003 to May 2019
Exams passed
- Series 65 · Uniform Investment Adviser Law2021
- Series 63 · Uniform Securities Agent State Law2023
State registrations
Registered as an investment adviser representative in 4 states (DC, OK, TX, UT).
Thrivent Investment Management Inc.
$20.8BAssets managed
125,754Clients
3,179Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7179245
- Firm CRD
- 18387