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Thomas Tayton

Investment adviser representative at Piper Sandler & Co.
12 yearsExperience
1 stateRegistered in
$1.3BFirm assets
10 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feeCommissions

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

12 years in the industry.

  1. Piper Sandler & Co.Aug 2025 to now
  2. DadavidsonJul 2022 to Jul 2025
  3. Baker TillyJun 2021 to Jul 2022
  4. Rubin BrownFeb 2021 to May 2021
  5. University of IllinoisJan 2021 to May 2024
  6. Unified Information DevicesApr 2020 to Nov 2020
  7. Ae Wealth Management, LLCOct 2019 to Oct 2021
  8. Scott Tucker Solutions, Inc.May 2019 to Oct 2021
  9. North Park UniversityAug 2018 to Dec 2020
  10. Accsys Projeccts LimitedDec 2014 to Jul 2018

Exams passed

  • Series 65 · Uniform Investment Adviser Law2019
  • Series 63 · Uniform Securities Agent State Law2022

State registrations

Registered as an investment adviser representative in 1 state (IL).

Piper Sandler & Co.

$1.3BAssets managed
20Clients
26Advisers
10 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7179169
Firm CRD
665
Advisor's SEC record (opens in a new tab)
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