Garrett Steven Smith
Investment adviser representative at LPL Financial LLC
10 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$819.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCMar 2023 to now
- Wells Fargo Clearing Services LLCDec 2019 to Mar 2023
- Associate StaffingSep 2019 to Dec 2019
- Unc CharlotteJan 2019 to May 2019
- Legacy First Financial GroupSep 2018 to Sep 2019
- Unc CharlotteAug 2018 to Dec 2018
- American Financial Education AllianceAug 2018 to Sep 2018
- UnemployedMay 2018 to Aug 2018
- Unc CharlotteAug 2016 to May 2018
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 2 states (NC, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7177882
- Firm CRD
- 6413