Sonia Isabel Piguave
Investment adviser representative at HSBC Securities (USA) Inc.
10 yearsExperience
22 statesRegistered in
$3.8BFirm assets
21 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
10 years in the industry.
- HSBC Bank USA, N.A.Feb 2023 to now
- HSBC Securities (USA) Inc.Feb 2023 to now
- Bank of America, N.A.Apr 2022 to Feb 2023
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedDec 2021 to Feb 2023
- JP Morgan Chase Bank N.A.Sep 2021 to Dec 2021
- JP Morgan Securities LLCSep 2021 to Dec 2021
- HSBC Securities USA, Inc.Sep 2019 to Aug 2021
- HSBC Bank USA, N.A.Sep 2016 to Aug 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 22 states (AK, AL, DC, DE, GA, IA, KS, LA, MD, ME, MN, MT, NC, ND, NE, NJ, NM, NY, PR, TX, UT, VI).
HSBC Securities (USA) Inc.
$3.8BAssets managed
12,108Clients
373Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7177763
- Firm CRD
- 19585