Alex K Tussey
Investment adviser representative at UBS Financial Services Inc.
25 yearsExperience
2 statesRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
25 years in the industry.
- UBS Financial Services Inc.Feb 2024 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2021 to Feb 2024
- UnemployedJul 2021 to Sep 2021
- Erik StephensJul 2020 to Jul 2021
- Northwestern Mutual Investment Services LLCOct 2019 to Jul 2020
- Nicole RiordanAug 2018 to Sep 2019
- Deborah Ball RealtyJun 2017 to Aug 2017
- Kara BarnesMay 2016 to Aug 2018
- StudentAug 2001 to May 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 2 states (KY, OH).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7177228
- Firm CRD
- 8174