Joseph Rossano
Investment adviser representative at RBC Capital Markets, LLC
12 yearsExperience
2 statesRegistered in
$310.4BFirm assets
49 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- City National BankJan 2026 to now
- RBC Capital Markets, LLCDec 2025 to now
- Goldman Sachs & Co. LLCJan 2021 to Dec 2025
- The Ayco Company, L.p./mercer AlliedAug 2019 to Jan 2021
- DeloitteJun 2019 to Aug 2019
- The Brookside SchoolJun 2018 to Aug 2018
- The Ayco Company, L.P.May 2017 to May 2018
- Days InnFeb 2016 to Dec 2016
- University At Albany, State University of New YorkAug 2014 to May 2019
Exams passed
- Series 66 · Uniform Combined State Law2020
- Series 63 · Uniform Securities Agent State Law2026
State registrations
Registered as an investment adviser representative in 2 states (NJ, TX).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7176419
- Firm CRD
- 31194