Colin James Tooey
Investment adviser representative at Cetera Investment Advisers LLC
15 yearsExperience
2 statesRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
15 years in the industry.
- Cetera Investment Advisers LLCApr 2023 to now
- Cetera Investment Serices LLCApr 2023 to now
- MML Investors ServicesFeb 2022 to Mar 2023
- Massmutual Life Insurance CompanyJan 2022 to Mar 2023
- New York Life Insurance CoSep 2019 to Jan 2022
- Nylife Securities LLCSep 2019 to Jan 2022
- Pasqualino's Italian EateryJan 2019 to Mar 2023
- Fellini's PizzeriaJun 2018 to Jan 2019
- UnemployedJan 2018 to Jun 2018
- Contemporary StaffinNov 2017 to Jan 2018
- UnemployedMay 2017 to Nov 2017
- Clarion University of PennsylvaniaAug 2011 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 2 states (PA, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7174347
- Firm CRD
- 105644