Riley James Modesitt
Investment adviser representative at RBC Capital Markets, LLC
10 yearsExperience
2 statesRegistered in
$310.4BFirm assets
49 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- RBC Capital Markets, LLCDec 2025 to now
- Equitable Advisors, LLCNov 2020 to Dec 2025
- UnemployedSep 2020 to Nov 2020
- Door DashAug 2020 to Sep 2020
- ShiptJun 2020 to Sep 2020
- Ameriprise FinancialSep 2019 to Mar 2020
- First Merchants Corp.May 2019 to Aug 2019
- Kappa Alpha ThetaAug 2018 to Sep 2019
- Pace FinancialNov 2017 to Aug 2018
- RhinoshieldJun 2017 to Aug 2017
- Butler UniversityAug 2016 to May 2020
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 2 states (IN, TX).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7172790
- Firm CRD
- 31194