Hannah Elizabeth Thomas
Investment adviser representative at UBS Financial Services Inc.
5 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
5 years in the industry.
- UBS Financial Services Inc.Sep 2021 to now
- Wells Fargo Clearing Services, LLCMay 2021 to Sep 2021
- Equitable Advisors, LLCAug 2019 to May 2021
- AXA Advisors, LLCAug 2019 to Jun 2020
- Raycom MediaAug 2017 to Nov 2017
- Sweet CreamApr 2017 to Jul 2019
- Ruffal-noel LevitzOct 2016 to Dec 2016
- University of South CarolinaAug 2016 to May 2019
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 1 state (NC).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7171788
- Firm CRD
- 8174