Charles Lufburrow Brown
Investment adviser representative at RBC Capital Markets, LLC
10 yearsExperience
3 statesRegistered in
$310.4BFirm assets
49 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- RBC Capital Markets, LLCSep 2025 to now
- J.P. Morgan Securities LLCJun 2024 to Sep 2025
- JPMorgan Chase Bank, N.A.Jun 2024 to Sep 2025
- Oppenheimer & Co., IncDec 2020 to Jun 2024
- UnemployedSep 2020 to Nov 2020
- Oppenheimer & Co.Aug 2019 to Mar 2020
- Compass Real EstateJun 2019 to Aug 2019
- Manhatta RestaurantJun 2019 to Jun 2019
- DiptyqueOct 2018 to Apr 2019
- Pace UniversitySep 2016 to Aug 2020
- Columns Bar & RestaurantMay 2016 to Sep 2018
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 3 states (NY, TX, VI).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7171344
- Firm CRD
- 31194