Thomas Patrick Oconnor
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
12 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Bank of America, N.A.Sep 2026 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2026 to now
- RBC Capital Markets, LLCNov 2022 to Jul 2026
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2019 to Oct 2022
- UnemployedMay 2019 to Aug 2019
- Automat Data ProcessingOct 2018 to May 2019
- UnemployedJun 2018 to Sep 2018
- Mayson Dixon Strategic ConsultingSep 2017 to Nov 2017
- Abbey Tent and Party RentalsMay 2017 to Aug 2017
- George Washington UniversityAug 2014 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (CT).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7171263
- Firm CRD
- 7691