Alex Shields
Investment adviser representative at J.P. Morgan Securities LLC
9 yearsExperience
2 statesRegistered in
$429.7BFirm assets
61 yearsFirm in business
Are you Alex Shields? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
9 years in the industry.
- J.P. Morgan Securities LLCJun 2025 to now
- JPMorgan Chase Bank, N.A.Jun 2025 to now
- UnemployedMar 2025 to May 2025
- Ascend Advisory Group LLCAug 2021 to Feb 2025
- Wells Fargo Advisors Financial Network, LLCAug 2021 to Feb 2025
- Wells Fargo BankAug 2021 to Feb 2025
- UnemployedJun 2021 to Jul 2021
- Nationwide Investment Services CorporationAug 2019 to May 2021
- Nationwide Mutual Ins Co/nationwide FinancialAug 2019 to May 2021
- Tailored Management (nationwide Contractor)Nov 2018 to Aug 2019
- Monster EnergyJul 2018 to Nov 2018
- Uniprint/the Ohio State UnvAug 2016 to Aug 2018
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (OH, TX).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7170466
- Firm CRD
- 79