Nicholas G. Lupi
Investment adviser representative at J.P. Morgan Securities LLC
11 yearsExperience
1 stateRegistered in
$429.7BFirm assets
61 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- J.P. Morgan Securities LLCAug 2021 to now
- JPMorgan Chase Bank, N.A.Aug 2021 to now
- Hartt/borg Insurance CompanyJan 2021 to Jul 2021
- UnemployedDec 2020 to Dec 2020
- Equitable Financial Life Insurance CoSep 2019 to Nov 2020
- Equitable Advisors, LLCAug 2019 to Nov 2020
- UnemployedJan 2019 to Jul 2019
- Bio-botanicaJul 2017 to Dec 2018
- UnemployedJun 2017 to Jun 2017
- State University of New YorkAug 2015 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (NY).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7170286
- Firm CRD
- 79