Michael S Lee
Investment adviser representative at Cetera Investment Advisers LLC
18 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$256.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
18 years in the industry.
- Cetera Investment Advisers LLCSep 2021 to now
- Bank of HopeSep 2021 to now
- Cetera Investment Services LLCSep 2021 to now
- Equitable Advisors, LLCAug 2019 to now
- AXA Advisors, LLCAug 2019 to Jun 2020
- UnemployedJan 2018 to Aug 2019
- Bogapa Enterprises, Inc.Nov 2008 to Dec 2017
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 2 states (NJ, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7170190
- Firm CRD
- 105644