Ulysses Cervantes
Investment adviser representative at Advice and Planning Services
11 yearsExperience
1 stateRegistered in
$37.9BFirm assets
22 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- TIAAJan 2025 to now
- TIAA-CREF Individual & Institutional Services, LLCJan 2025 to now
- Fisher InvestmentsJun 2024 to Dec 2024
- Morgan StanleyJan 2023 to May 2024
- E*trade Capital Management LLCApr 2021 to Sep 2023
- E*trade Securities LLCJun 2020 to Jun 2023
- TD AmeritradeJan 2020 to Jul 2020
- TD AmeritradeSep 2019 to Dec 2019
- TargetMay 2018 to Nov 2019
- Texas Wesleyan UniversityAug 2015 to Dec 2019
- HomegoodsMay 2015 to Jun 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 1 state (TX).
Advice and Planning Services
Legal name: TIAA-CREF Individual & Institutional Services, LLC
$37.9BAssets managed
72,503Clients
1,707Advisers
22 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7169601
- Firm CRD
- 20472