Luis Ramirez
Investment adviser representative at UBS Financial Services Inc.
10 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- UBS Financial Services Inc.Jul 2026 to now
- CitigroupJan 2025 to Jul 2026
- Wells Fargo Clearing Services, LLC (Nov 2024 to Dec 2024
- CitigroupMay 2022 to Nov 2024
- Bank of America, N.A.Aug 2021 to May 2022
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2021 to May 2022
- J.P. Morgan Securities, LLC.Aug 2019 to May 2021
- JPMorgan Chase Bank, N.A.Aug 2019 to May 2021
- Citibank, N.A.Jul 2016 to Aug 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 1 state (NY).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7169400
- Firm CRD
- 8174