Austin David Cowles
Investment adviser representative at Transamerica Retirement Advisors, LLC
13 yearsExperience
1 stateRegistered in
$18.8BFirm assets
33 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Transamerica Retirement Advisors, LLCFeb 2024 to now
- Transamerica Investors Securities CorporationFeb 2024 to now
- Transamerica Life Insurance CompanyFeb 2024 to now
- Northwestern Mutual Wealth Management CompanyAug 2023 to Feb 2024
- Northwestern Mutual Investment Services LLCJun 2023 to Feb 2024
- Northwestern Mutual Life Insurance CompanyJun 2023 to Feb 2024
- Red VenturesJul 2022 to May 2023
- FactsetOct 2021 to Jun 2022
- Lincoln Financial GroupJul 2019 to Sep 2021
- StudentMay 2013 to Jun 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 1 state (NC).
Transamerica Retirement Advisors, LLC
$18.8BAssets managed
212,722Clients
303Advisers
33 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7168135
- Firm CRD
- 107319