Diane Marie Watson
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
10 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Belpointe Asset Management, LLCNov 2022 to now
- Cambridge Investment Research Advisors, Inc.Jan 2020 to Nov 2022
- Cambridge Investment Research, Inc.Dec 2019 to Nov 2022
- NYLife Securities LLCAug 2019 to Oct 2019
- New York Life Insurance Co.May 2019 to Oct 2019
- ProunlimitedNov 2018 to May 2019
- UnemployedJun 2018 to Nov 2018
- Douglas County Public SchoolsJun 2016 to Jun 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 1 state (CO).
Belpointe Asset Management LLC
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 7129303
- 143440