Sophie Nhi Sulimowicz
Investment adviser representative at Oppenheimer & Co. Inc.
11 yearsExperience
1 stateRegistered in
$36.7BFirm assets
71 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Oppenheimer & Co. Inc.Jul 2026 to now
- Charles Schwab & Co., Inc.Dec 2020 to Jul 2026
- Pennsylvania State UniversityAug 2019 to May 2022
- Bank of America N.A.May 2019 to Dec 2020
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2019 to Dec 2020
- Fidelity InvestmentsOct 2018 to May 2019
- Coach Inc. - TapestryDec 2017 to Dec 2017
- Wells FargoJul 2017 to Oct 2018
- Coach Inc. - TapestryNov 2016 to Jun 2017
- Tnpc Financial GroupNov 2015 to Nov 2016
- Dallas County Community College DistrictAug 2015 to May 2019
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 1 state (TX).
Oppenheimer & Co. Inc.
$36.7BAssets managed
39,036Clients
1,161Advisers
71 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7127741
- Firm CRD
- 249