Brandon P Hertzberg
Investment adviser representative at UBS Financial Services Inc.
12 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- UBS Financial Services Inc.Jan 2023 to now
- UBS Financial Services.incJun 2022 to now
- The Cape Cod Five Cents Savings BankJun 2021 to Aug 2021
- Stop & ShopJun 2020 to Aug 2020
- Ames Financial ServicesMay 2019 to Aug 2019
- The University of TampaAug 2018 to Jun 2022
- Stop & ShopApr 2017 to Feb 2019
- Franklin High SchoolSep 2014 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (NC).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7127121
- Firm CRD
- 8174