Wendy Beth Nice
Investment adviser representative at Charles Schwab & Co., Inc.
24 yearsExperience
2 statesRegistered in
$0Firm assets
39 yearsFirm in business
Are you Wendy Beth Nice? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
24 years in the industry.
- Charles Schwab & Co., Inc.Aug 2021 to now
- Charles Schwab Bank, SsbAug 2021 to now
- TD Ameritrade Inc.Jun 2023 to May 2024
- JP Morgan Securities LLCJan 2020 to Aug 2021
- JPMorgan Chase Bank, N.A.Jan 2020 to Aug 2021
- Bank of America, N.A.May 2019 to Jan 2020
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2019 to Jan 2020
- PNC Bank, NAJan 2018 to May 2019
- UnemployedDec 2000 to Jan 2018
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 2 states (PA, TX).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7126631
- Firm CRD
- 5393