Katherine Elizabeth Mcconnaughy
Investment adviser representative at Fifth Third Securities, Inc.
10 yearsExperience
1 stateRegistered in
$10.9BFirm assets
21 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- Fifth Third Securities, Inc.Aug 2026 to now
- Fifth Third BankAug 2026 to now
- .p. Morgan Securities LLCMar 2023 to Aug 2026
- JPMorgan Chase Bank, N.A.Mar 2023 to Aug 2026
- Bank of America, N.A.May 2019 to Mar 2023
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2019 to Mar 2023
- Ocean PrimeSep 2016 to May 2020
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (MI).
Fifth Third Securities, Inc.
$10.9BAssets managed
47,014Clients
1,012Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7126629
- Firm CRD
- 628