Samuel Curtis Mock
Investment adviser representative at Cetera Investment Advisers LLC
18 yearsExperience
2 statesRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
18 years in the industry.
- Cetera Investment Advisers LLCAug 2023 to now
- Cetera Wealth Services, LLCAug 2023 to now
- Renaissance Financial CorpApr 2020 to now
- Minnesota Life Insurance CompanyMay 2020 to Aug 2023
- Securian Financial ServicesApr 2020 to Aug 2023
- Northwestern MutualApr 2019 to Mar 2020
- Quincy Park DistrictApr 2019 to Jul 2019
- Lowe'sApr 2018 to Jul 2018
- Quincy UniversityAug 2016 to May 2020
- Mock Lawn CareMar 2014 to Nov 2021
- Pete Mock's BusinessMar 2008 to Nov 2021
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 2 states (MO, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7126531
- Firm CRD
- 105644